Privatization Process in Kyrgyzstan

by Mehrdad Haghayeghi

Mehrdad Haghayeghi is an Assistant Professor in Department of Political Science at Southwest Missouri State University, Missouri USA

 In January 1996 the government of Kyrgyzstan introduced its privatization objectives for the 1996-1997 period. Based on similar methods introduced in the 1995 Law "On the Basic Principles of Destatization, Privatization and entrepreneurship in the Republic of Kyrgyzstan," a total of 320 medium and large-scale enterprises and almost all the remaining state-owned utilities, mines and printing industries have been earmarked to be transferred under mass privatization process through coupon and cash auctions. While Kyrgyzstan has been at the forefront of transition to capitalism, its privatization program has been plagued with similar problems that have been identified in Kazakstan, including legal violations of the law, mishandling of the privatization auctions, the lack of public information on scheduled enterprises for privatization, tampering with the list of enterprises offered for sale, insolvent Invest Funds, and illegal changes in the portfolios of privatized  enterprises.(1) These problems combined with the general decline of the economy have played into the hands of the opposition forces in Kyrgyzstan, making further government efforts at macroeconomic reform more difficult in recent months,  This article offers an overview of the Kyrgyz privatization program which is hoped to be completed in 1997.

 Privatization in Kyrgyzstan was introduced on December 20, 1991, with a program for the transfer of almost all state-owned enterprises. A decree in January 1992 and several amendments to the above law on March 6, 1992 designated the State Property Fund as the principle institution responsible for the sale of enterprises. The privatization program called for the closure of 200 state-
owned enterprises and the privatization of  35 percent of the state-owned companies, 50 percent of construction enterprises, 70 percent of housing, all service industries and 25 percent of agricultural firms by the end of 1993. In 1994 President Akayev announced the government's intention to complete the privatization of agricultural firms in 1995.

 Although delayed a year, by the end of 1994, 46 percent of all state-owned entities had been privatized, and of these, more than half were transferred directly or leased through competitive bidding. The remaining 54 percent was sold to labor collectives or transferred into joint stock companies. This initial preference for labor collective ownership (leverage buyout) was abandoned in later stages of privatization since real collective ownership was believed to be least effective in attracting new capital or know-how for enterprise restructuring. The law was further amended to offer higher percentages to the management and other interested parties with no affiliation with the privatized enterprises. The program eventually evolved to include five forms of privatization mechanisms: auctions, competitive bidding (mainly used for small companies in the service and trade sectors), lease with the option to purchase (for small- and medium-sized firms), tender competition and joint stock company option (larger enterprises).

 In order to allow for a wider distribution of shares among the public and in so doing, create a more egalitarian system, Kyrgyzstan introduced more competitive methods of enterprise sales and citizen privatization coupons. Pursuant to legislation co-authored by the World Bank and USAID and approved by the Kyrgyz Parliament in January 1994, all citizens were granted privatization coupons on a formula linked to both salary and duration of work service. Thirty-five percent of the shares of enterprises to be privatized were designated for investment by coupons; five percent were donation to employees; and 60 percent were to be evaluated by an inter-ministerial committee for sale to strategic investors. By 1995 more than 775 companies out of 4,400 were privatized by coupon sale. Coupons could also have keen placed in investment funds, used to buy shares in companies undergoing privatization until January 1996, exchanged for ownership of housing occupied by the coupon holder until the year 2000, or since September 1994, sold for cash on the stock exchange. Trading in corporate securities began in May 1995 on a limited scale.

 Currently, there are 22 licensed investment funds operating in Kyrgyzstan, of which only five are commonly considered to have a sound investment policy. Of these, Osh Invest, Kyrgyzinvest, BNC and Bereke are said to be major players. Kyrgyz investment funds control nearly 50 percent of the shares of all companies that have undergone privatization. In March 1995, President Akayev proved to be true to his November 1994 pledge to regulate investment funds so that Kyrgyz investors would not fall victim to the same kind of scandal as Russian MMM investors. According to the terms of his decree the investment funds have right to use more than 10 percent of their total assets to purchase one issuer's shares, or to own  more than  25 percent of an enterprise stocks.  These restrictions, however, did not apply to Kyrgyz Republic state securities. The legal parties had the right to carry out a number of other forms of activity together with investment activity from the time of reforming the investment fund. The law set the minimum number of founders for an investment fund at three.

 On February 13, 1994, a legislation was passed that provided for a form of legal private ownership of land. On November 3, 1995 a new presidential decree extended the right to utilize and lease land from the initial 49 years to 99 years, opening the way for the eventual private ownership of land in Kyrgyzstan. The law also allowed the land leases to be sold, exchanged, or used as collateral for securing bank loans and credits. Although land was to be used for agricultural purposes, restrictions on the choice of crops were lifted. While the legislation originally called for foreign access to land under the same terms, this privilege was later revoked. Apparently, there was some concern when Chinese investors began acquiring large packages of land at prices that would be considered bargains on international markets.

Privatization of the bread holding enterprises, Kyrgyz Dan Azyk and KDA has been nearly completed. The KDA alone was composed of 44 medium and large enterprises and 37 small-scale enterprises. Almost all of the small enterprises have been privatized. Several grain storage and milling facilities have also been scheduled for privatization in 1996.(2)

 By the end of 1994 the government had managed to privatize all small retail stores and service outlets like barber shops and a plan was drawn up with a list of 28 largest state-owned loss makers to be privatized. Enterprises in the areas of national security, energy, communications, rail and air transport, health education, sports, publishing and scientific research were withheld from privatization until  1996-1997. Table below provides a breakdown of the privatized enterprises in Kyrgyzstan:
 

       Privatized Enterprises in Kyrgyzstan, 1993-1995

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                                                           1993      1994      1995
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Industry                                                  259        324         462
Consumer Services                              1,811     1,878     1,899
Trade and Catering                             1,616     1,756     1,801
Agriculture                                             235        319        342
Construction                                          232        307        390
Transport                                                 82        102        136
Other Branches                                      192        482        856
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Total                                                   4,428     5,168     5,895
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Source: Kyrgyz Republic Goskomstat.
* These figures does not include privatized housing units
 
 

International Share Auction

 Formerly known as the Tender for Strategic Investors (TSI), the International Share Auction (ISA) was intended to attract large foreign investments of approximately 70% stakes in Kyrgyz firms, mostly within the food and agricultural processing, textiles and other light industry sectors. The objective of the ISA was to turn viable companies into money makers by accessing western management know-how and capital. Ten pilot companies met the approval of the State Property Fund in 1995 and were subsequently offered as part of the TSI. These were then followed up by another three companies once the manner of sale had been revised. Each company was required to work alongside international consultants to produce internationally acceptable preliminary prospectuses.

The ISA took place on 8 and 9 November, 1995. During the first day, shares were offered in lots through an open-cry auction with bidding starting at 100 percent on the starting price based on the state's valuation of shares offered. A closed auction  was held on the second day for any shares remaining. An estimated 2,618 bidders from the United States, Turkey, Germany, India, Russia, Great Britain, and Pakistan participated were registered for the auction. The total starting price was estimated at $9,224,000. The Kyrgyz nationalists opposed the international auction arguing that the nation's assets must not be offered to foreign companies.

 Despite the successful progress of privatization the Kyrgyz government has been faced with financial difficulties in post-privatization restructuring. In late 1994 the Enterprise Reform and Resolution Agency was established to deal with the problems. Soon after, an estimated 27 highly indebted firms were earmarked to be liquidated by September 1996. Many of these enterprises were placed on a care and maintenance program" to limit their financial losses while studies were done to assess their problems. Apart from these, many other small-scale and medium size enterprises have been faced with finance and production problems, typical in most transitional economies. The wage and pension arrears have passed the $30 million mark and unemployment has posed a major problem in the republic reaching 1.6 million in 1996. Although some degree of macroeconomic stability has been achieved by the government, the microeconomic reality of the Kyrgyz society has yet to be improved to the levels so that privatization and restructuring would be viewed as positive steps forward.
 

References:

1 For more information on Kazak experience see Mehrdad Haghayeghi, "Politics of Privatization in Kazakstan, "Central Asian Survey, vol.17, no.2, (Spring 1997).

2 Kyrgyz Republic: Recent Economic Developments, The International Monetary Fund, Staff Country Report no.96/98 (September 1996), pp.9-10.


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